Wells Fargo Class Action Settlement Checks Mailed Archives 4. Those criteria include the following: 1) class member must have purchased or acquired Wells Fargo common stock, traded on the New York Stock Exchange under the trading symbol WFC, during the Recovery Period; 2) the approved transactions must calculate to an Eligible Loss Amount as calculated under the Plan and the Distribution Payment must equal or exceed $10.00; and 3) class member is not an Excluded Party as defined in the Plan. Wells Fargo Denied My Claim - Please Help : r/personalfinance While these recoveries represented only a fraction of investor losses, we at ISS Securities Class Action Services believe the U.S. Congress properly empowered the SEC with the passage of Sarbanes-Oxley. Footnotes for this article are available at the end of this page. For information on the current tax administrator, see Release No. Pursuant to the Order, the Respondent paid a $500 million civil money penalty to the Commission. File a claim Claims Administrator Contact Information: Rivera v. Wells Fargo Bank NA Class Action Settlement c/o Rust Consulting, Inc. - 6820 PO Box 54 Minneapolis, MN 55440-0054 1-866-590-8517. Rollover forms in the Wells Fargo lawsuit settlement are due July 21, 2022. Wells Fargo does have a presence in the UK for the purpose of handling American corporate clients doing business in the UK, but this is only for corporate clients and not little you and me.. Wells Fargo has had their fair share of scandals over the years, including investigation from the US Department of Labor and the US Federal Reserve Bank, but you're probably reading this because you have . The Department of Justice today filed the second largest fair lending settlement in the department's history to resolve allegations that Wells Fargo Bank, the largest residential home mortgage originator in the United States, engaged in a pattern or practice of discrimination against qualified African-American and Hispanic borrowers in its mortgage lending from 2004 through 2009. 2023 | Institutional Shareholder Services and/or its affiliates, Going Beyond Use-Of-Proceeds to Reach International Sustainability Targets, Financial Clarity Market Insights: Flows to Emerging Market Funds, For Active Managers, Lower Fees Only Dull the Pain. Widespread Unlawful Sales Practices (Fake Accounts Scandal), False & Misleading Statements (Promising Improbable High Interest Rates), Operation Car Wash (Kickbacks to Executives & Politicians), False Statements by Elon Musk (Via Twitter Taking Tesla Private), Material Misstatements & Omissions (Related to two Mergers), Conducting Sales through Unregistered Distributions. On May 21, 2020, the Commission appointed the Fund Administrator to assist in developing and executing the Plan. 19. Wells Fargo retirement plan $32.5M class action settlement You may obtain additional information or request copies of Claim Forms and Plan otices by calling the Wells Fargo Fair Fund's toll-free hotline at I (855) 225-1888 in the United States, or by emailing PLEASECHECKTHEWEBSITEWWW.WELLS RGOFAIRFUND.COMFREQUENTLYFORUPDATES Box 3770 Portland, OR 97208-3770 Toll-Free Number: 1-855-349-6457 Email: info@WellsFargoSecuritiesLitigation.com Website: www.WellsFargoSecuritiesLitigation.com PROOF OF CLAIM AND RELEASE FORM Also,. Legal News; Open Class . Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Respondent William G. Martin, Jr. Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Respondent MMR Investment Bankers, LLC (d/b/a MMR, Inc.), Order Granting Waivers of the Disqualification Provisions, Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-desist Order, Notice of Proposed Amended Plan of Distribution and Opportunity for Comment, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing a Cease-and-Desist Order, Order Directing Disbursement For Second Distribution, Payment of Fund Administrator Fees, and Approval of Future Fees And Expenses, Order Approving Application of Fund Administrator for Payment of Fees and Expenses, Order Authorizing the Transfer to the U.S. Treasury of Any Funds Returned to the Fair Fund in the Future, Discharging the Fund Administrator, Cancelling the Administrators Bond, and Terminating the Fair Fund, Order Consolidating Fair Funds, Appointing Fund Administrator, and Setting Administrator Bond Amount, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Cease-and-Desist Orders and Penalties, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Cease-and-Desist Orders and Remedies, Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Walter J. Clarke, Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Oxford Investment Partners, LLC, Order Instituting Administrative and Cease-and-Desist Proceedings and Notice of Hearing, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of The Securities Act of 1933, Making Findings, and Imposing Penalties and a Cease-and-Desist Order, Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Order Removing and Appointing Fund Administrator, Setting Bond, and Related Relief, Order Instituting Cease-and-Desist Proceedings Pursuant To Section 21c Of The Securities Exchange Act Of 1934, Making Findings, And Imposing a Cease-and-Desist Order, Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 203(e), 203(f), And 203(k) of The Investment Advisers Act of 1940, and Section 9(B) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders. Attorneys are either actively filing these cases or investigating to determine whether lawsuits can be filed. This $500 million is a part of a larger $3 billion settlement with the Department of Justice and SEC. The remaining ten percent (10%) of the Net Available Fair Fund will be held as a reserve. You can enter this as a lawsuit settlement. Welcome Wells Fargo customers. Since this is just a summary, you should read the full PlanNoticefor additional details. Wells Fargo also will establish a $45 million settlement fund to pay approved claims for GAP refunds to the Non-Statutory Subclass Members; $5 additional compensation payments to Statutory Subclass Members; fee and expense awards to Class Counsel; and any service awards to the Class representatives Click here to view the Corrected Plan of Distribution. In late December, the bank agreed to a $575 million settlement with the attorneys general of all 50 states and Washington, D.C. That payment is also tied to the fake account scandal, as well as other issues relating to auto loans and mortgages. If you bought at inflated price and sold at inflated price at earliest timeframeyou have no loss. In fact, during the last decade, U.S.-based class action settlements returned an incredible sum of $50 billion back to shareholders. We're committed to helping you get your insurance claim funds as quickly and easily as possible so you can make the necessary . This week the U.S. Securities & Exchange Commission issued its Proposed Plan of Distribution related to the $500 million "Fair Fund" settlement originally agreed to on February 21, 2020. You have questions related to a GAP refund notice or check you received from Wells Fargo. On March 10, 2020, the Commission appointed Miller Kaplan Arase LLP as Tax Administrator for the Wells Fargo Fair Fund to handle its tax obligations. Cases - Rust Consulting, Inc. millions and millions. On February 21, 2020, Wells Fargo & Company and its subsidiary, Wells Fargo Bank, N.A. Investors Closer to $500 Million Payout from Wells Fargo Settlement Weeks later, John Stumpf was ousted as the companys Chairman & CEO. "Plan Notice" shall mean the written notice from the Fund Administrator to According to the Order, Wells Fargo, among other things, failed to disclose to investors that the Community Banks sales model had caused widespread unlawful and unethical sales practices misconduct that was at odds with its investor disclosures regarding needs-based selling, and that the publicly reported cross-sell metric included significant numbers of unused or unauthorized accounts. Canadian Imperial Holdings Inc. and CIBC World Markets Corp. CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc. Citigroup Alternative Investments LLC and Citigroup Global Markets Inc. Clayborne Group, LLC and Dean A. Heinemann. Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant To Section 15(B) Of The Securities Exchange Act Of 1934 And Sections 203(E), 203(F), And 203(K) Of The Investment Advisers Act Of 1940, Making Findings, and Imposing Remedial Sanctions And a Cease-and-Desist Order, Order Directing Disbursement of Disgorgement Fund, Order Directing Payment of Certain Funds Received by Commission, Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Approving Plan of Distribution, Appointing a Distribution Plan Administrator, and Authorizing Transfer of Fair Fund Funds, Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940, Corrected Order Instituting Cease-And-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing a Cease-and-Desist Order, Order Making Findings, and Imposing Remedial Sanctions and a Cease-And-Desist Order, Order Directing Fourth Payment of Certain Funds Received by the Commission, Order Directing Third Payment of Certain Funds Received by the Commission, Order Directing Second Payment of Certain Funds Received by the Commission, Amended Order Instituting Cease-And- Desist Proceedings Pursuant to Section 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing a Cease-and-Desist Order, Order Directing Payment of Fund Administrator Fees, and Approval of Future Fees and Expenses, Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant To Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Approving Second Plan of Distribution, Notice of Proposed Second Plan of Distribution and Opportunity to Comment, Order Instituting Cease-and-Desist Proceedings, Making Findings, and Imposing Cease-and-Desist Orders and Penalties, Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of The Securities Act Of 1933, Sections 4C and 21C of The Securities Exchange Act Of 1934, And Rule 102(e) of the Commissions Rules of Practice, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders, Order Instituting Public Administrative and Cease- And-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order (Order), Order Instituting Cease-and-Desist Proceedings, Making Findings, and Imposing A Cease-and-Desist Order, Order Approving Plan of Distribution and Directing Disbursement of Fair Funds, Notice of Proposed Plan of Distribution and Opportunity For Comment, Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order (James T. Budden and Alexander W. Budden), Order Instituting Public Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order (Michael S. Wilson, CPA and Cotterman-Wilson CPAs, Inc.), Order Making Findings and Imposing Remedial Sancations and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Respondent Aaron D. Fimreite, Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Respondent John A. Hubert, Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Respondent Eugene R. Rankin. As part of its agreement with the S.E.C., the bank will set up a $500 million fund to compensate investors who suffered when Wells Fargo failed to inform them that its community banking business . William B. Fretz, Jr., John P. Freeman, Covenant Capital Management Partners, L.P., and Covenant Partners, L.P. Order Establishing a Fair Fund and Transferring Funds to District Court, Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions, Order Directing Payment of Certain Funds Received by the Commission, Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Appointing Fund Administrator and Setting Administrator's Bond Amount, Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(B) and 21c of the Securities Exchange Act of 1934 and Sections 203(E) and 203(K) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Directing Disbursement of Fair Fund, Order Approving Application of Fund Administrator for Payment of Fees and Expenses and Approval of Future Fees and Expenses, Notice of Name Change of Appointed Tax Administrator, Order Appointing Fund Administrator and Setting Administrator Bond Amount, Notice of Proposed Plan of Distribution and Opportunity for Comment, Order Directing Appointment of Tax Administrtor, American Express Financial Corporation, Now Known as Ameriprise Financial, Inc., to Pay $15 Million to Settle Market Timing Charges, Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(E), 203(F) And 203(K) of The Investment Advisers Act Of 1940, and Section 9(B) of The Investment Company Act Of 1940 and Instituting Public Administrative Proceedings, and Imposing Sanctions Pursuant to Rule 102(E) of the Commissions Rules of Practice as to Thomas F. Duszynski, CPA, Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution, Order Instituting Public Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Cease-and-Desist Proceedings, Making Findings, and Imposing Cease-and-Desist Order and Civil Penalty, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order, Order Extending Time to Enter Order Approving or Disapproving Plan of Distribution, Order Instituting Cease-and-desist Proceedings, Pursuant to Section 8a of the Securities Act of 1933 and Section 21c of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-desist Order, Order Authorizing the Disposition of Funds Remaining in the Distribution Fund and Any Funds Returned to the Distribution Fund in the Future, Discharging the Fund Administrator, Cancelling the Administrator's Bond, and Terminating the Distribution Fund, Order Directing Disbursement of Distribution Fund, Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order, Order Approving Corrected Plan of Distribution, Order Setting Administrator's Bond Amount, Order Appointing Fund Administrator and Setting Bond Amount, Order Instituting Cease-and-Desist Proceedings, Making Findings, and Imposing a Cease-and-Desist Order, Omnibus Order Directing the Engagement of Two Tax Administrators for Appointment on a Case-By-Case Basis in Administrative Proceedings that Establish Distribution Funds, Order Instituting Administrative and Cease-And-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-And-Desist Order, Order Instituting Administrative and Cease-And-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-And-Desist Order, Order Instituting Cease-and Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order, Corrected Order Approving Plan of Distribution, Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Cease-and-Desist Proceedings Pursuant To Section 8a Of The Securities Act Of 1933, Making Findings, And Imposing A Cease-and-Desist Order, Order Approving Plan, Appointing a Fund Administrator, and Waiving Bond, SEC Announces Agreement with Canadian Imperial Bank of Commerce and Two Executives to Settle Charges of Aiding and Abetting Enron Accounting Fraud, Notice of Proposed Planof Distribution and Opportunity for Comment, Order Appointing Fund Administrator and Approving Fund Administrator Bond, Order Instituting Administrative and Cease-and-Desist Proceedings Making Findings, and Imposing Remedial Sanctions and a Ceaseand-Desist Order, Order Approving Amended Plan of Distribution, Notice of Amended Proposed Plan of Distribution and Opportunity for Comment, Order Making Findings and Imposing Remedial Sanctions, Order Instituting Administrative Proceedings, Order Approving and Ratifying Prior Disbursement and Approving Future Disbursement of Fair Fund, Order Approving Plan of Fund Distribution, Appointing Administrator, and Consolidating Settlement Funds for Administration, Notice of Proposed Plan of Disgorgement and Fair Fund Distribution and Opportunity for Comment, Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order, SEC Institutes Public Administrative Proceedings Against Charles W. Crouse and Norman R. Hess, Order Instituting Administrative and Cease-and-Desist Proceedings, Amended Notice of Proposed Plan of Distribution and Opportunity for Comment, Order Appointing Fund Plan Administrator and Setting Administrator Bond Amount, Order Under Rule 405 of the Securities Act of 1933, Granting a Waiver From Being an Ineligible Issuer, Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 15(b)(4) of the Securities Exchange Act of 1934, and Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Corrected Order Appointing Tax Administrator, Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act Of 1933, Making Findings, and Imposing a Cease-and-Desist Order, Order Directing Payment of Certain Funds Received by the Commission and Directing the Transfer of Remaining Funds to Treasury, Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Extending Time to Enter an Order Approving or Disapproving Distribution Plan, Notice Of Proposed Distribution Plan and Opportunity for Comment, Order Directing Appointment of Tax Administrator, Order Under Rule 602(e) Under the Securities Act of 1933, Granting a Waiver of the Disqualification Provisions of Rule 602(c)(3), SEC Announces $37 Million Fair Fund Distribution to Mutual Fund Investors Injured by Columbia Market Timing Fraud, Order Directing Second Distribution of Fair Fund, Order Appointing Fund Plan Administrator and Setting Bond Amount, Order Instituting Public Administrative And Cease-And desist Proceedings Pursuant to Section 8a Of The Securities Act Of 1933, Sections 4c And 21c of the Securities Exchange Act Of 1934, and Rule 102(E) of the Commission's Rules Of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-And-Desist Order ("Order"), Corrected Order Directing Disbursement of Disgorgement Fund, Order Approving Plan and Appointing a Plan Administrator, Order Granting Extension of Time to File Proposed Plan of Distribution, Order Making Findings and Imposing Remedial Sanctions and a Cease and Desist Order, Order Appointing Fund Administrator and Setting Administrators Bond Amount, Order Approving Plan of Distribution and Directing Disbursement of Fair Fund, Order Granting Extension of Time to Submit Proposed Plan of Distribution, Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders, Citigroup to Pay $285 Million to Settle SEC Charges for Misleading Investors About CDO Tied to Housing Market, Corrected Order Directing Disbursement of Fair Fund, Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Order, Order Appointing Tax Administrator and Directing Payment of Certain Funds Received by the Commission, Order Directing Disbursement of Fair Fund, Order Directing Second Disbursement of Fair Fund, Order Approving Modified Plan of Distribution, Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant To Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8a Of The Securities Act of 1933, Section 21C of The Securities Exchange Act Of 1934, Sections 203(e), 203(e) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Order Instituting Cease-and-Desist Proceedings, Pursuant To Section 8a of The Securities Act of 1933 And Section 21c of The Securities Exchange Act of 1934, Making Findings, And Imposing a Cease-and-Desist Order, Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, Notice Of Proposed Plan Of Distribution And Opportunity For Comment, Order Approving and Ratifying Prior Disbursement of Fair Fund, Order Approving Plan of Fund Distribution and Appointing Administrator.
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